At this second webinar in our series discussing regulatory issues our expert speakers will provide a practical update on conduct investigations and disciplinary processes for regulated businesses.
Topics will include:
- The investigation process: practical approaches and pitfalls
- The disciplinary process and possible sanctions
- Compliance obligations and regulatory notifications
This webinar is free to attend. A Zoom link will be sent to you when you register.
If you have any queries please contact email@example.com